OATS, CAT, and CARDS : financial regulation in the era of big data

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dc.contributor.advisorFlamm, Kenneth, 1951-en
dc.contributor.advisorVon Hippel, Paulen
dc.creatorMoore, Peter Austinen
dc.date.accessioned2016-07-25T17:44:21Z
dc.date.accessioned2018-01-22T22:30:16Z
dc.date.available2016-07-25T17:44:21Z
dc.date.available2018-01-22T22:30:16Z
dc.date.issued2015-05
dc.date.submittedMay 2015
dc.date.updated2016-07-25T17:44:21Z
dc.description.abstractThe explosion of data in the financial industry has led regulators to seek better ways to utilize big data analytics. This paper analyzes the inception and development of three major regulatory programs borne from market failures. These programs represent the promise of big data, but have had to withstand criticisms of their cost, effectiveness, and necessity. The focus is on the twin goals of these programs: to reconstruct the market and to detect market abuse; and how the promises have been met and criticisms have been replied to.en
dc.description.departmentPublic Affairsen
dc.format.mimetypeapplication/pdfen
dc.identifierdoi:10.15781/T2H70810Wen
dc.identifier.urihttp://hdl.handle.net/2152/39216en
dc.language.isoenen
dc.subjectFinancialen
dc.subjectRegulationen
dc.subjectBig dataen
dc.subjectConsolidated audit trailen
dc.subjectSECen
dc.subjectFINRAen
dc.subjectAnalyticen
dc.titleOATS, CAT, and CARDS : financial regulation in the era of big dataen
dc.title.alternativeOrder Audit Trail System, Consolidated Audit Trail, and Comprehensive Automated Risck Data System
dc.typeThesisen
dc.type.materialtexten

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